Category archive for ‘Legal Update’

• SEC Charges Denver-Area Hedge Fund Manager in Expansion of Mariner Energy Insider Trading Case

  10/28/11 • (0)

• Date Announced for Madoff Victims Payout

  10/04/11 • (0)

• Long Island-Based Hedge Fund Manager Charged with Fraud by SEC

  9/30/11 • (0)

• SEC Charges Quant Manager with Fraud

  9/23/11 • (0)

• SEC Halts Fraud by Manager of Startup Quantitative Hedge Fund

  9/02/11 • (0)

• Settlement Reached with Tremont Group, Second-Largest Feeder Fund Network in Madoff Ponzi Fraud

  8/03/11 • (0)

• Hedge Fund Returns $230 Million Held in Offshore Account to U.S.

  7/06/11 • (0)

• Wolters Kluwer Law & Business Talks New Supreme Court Ruling on Investment Adviser Liability

  6/21/11 • (0)

• Covered bond legislation draws criticism

  3/25/11 • (0)

• Hedge Fund Adviser Settles Alleged Short Selling Scheme Charges with SEC

  10/01/10 • (0)