Category archive for ‘Legal Update’

• Houston Hedge Fund Manager and Brokerage CEO Accused of Fraud

  4/04/13 • (0)

• SEC Charges New Stream Capital Execs. with Fraud

  3/05/13 • (0)

• Compliance Firm Hires Former Florida Regulator

  1/22/13 • (0)

• New York Fund Manager Sued By SEC, Agrees to Pay

  12/19/12 • (0)

• Schulte Roth & Zabel Adds Hedge Fund Lawyer

  11/13/12 • (0)

• SEC Sues Yorkville Advisors, Alleges Securities Fraud

  10/25/12 • (0)

• Leerink Swann Analyst Charged by SEC

  10/03/12 • (0)

• New Jersey Court Clears New York Hedge Fund in Fairfax Lawsuit

  9/18/12 • (0)

• Hedge Fund Manager Charged With Hiding Losses from Madoff Ponzi Scheme, Full Details

  9/17/12 • (0)

• Judge Dismisses Lawsuit Against Hedge Fund Anthion

  8/24/12 • (0)