Category archive for ‘Legal Update’

• California Hedge Fund Manager Charged in Connection to Galleon Case, Lawyer Responds

  2/13/12 • (0)

• NYC Law Firm Opens Unit for Broker-dealers, RIAs

  2/01/12 • (0)

• SEC Charges Multiple Hedge Fund Managers with Fraud in Inquiry Targeting Suspicious Investment Returns

  12/14/11 • (0)

• SEC Details Feeders to Petters Ponzi Scheme

  11/15/11 • (0)

• SEC Charges Denver-Area Hedge Fund Manager in Expansion of Mariner Energy Insider Trading Case

  10/28/11 • (0)

• Date Announced for Madoff Victims Payout

  10/04/11 • (0)

• Long Island-Based Hedge Fund Manager Charged with Fraud by SEC

  9/30/11 • (0)

• SEC Charges Quant Manager with Fraud

  9/23/11 • (0)

• SEC Halts Fraud by Manager of Startup Quantitative Hedge Fund

  9/02/11 • (0)

• Settlement Reached with Tremont Group, Second-Largest Feeder Fund Network in Madoff Ponzi Fraud

  8/03/11 • (0)